The answer is yes, now what is the question
Marilyn Zehntner, President; COO; CCO: Marilyn runs the office and deals with the nuts and bolts of First Clearing. Support staff reports to her and makes sure all the rules and compliance of FINRA and FCC are followed. She can trade on behalf of the Financial Consultants and if an employee has a question or needs to get a ‘higher up’ answer for a client or rep, they go to Marilyn. If Gordon is considered the ‘outside guy’, Marilyn is considered the ‘inside woman.’
Gordon Rhodes, CEO; Financial Consultant: Gordon’s main job is to serve his clients and advise them on their accounts. This must be priority #1. Gordon also is the grand vision 30,000 foot view planner for the company and
Kevin Varrichio, Investment Management: Kevin manages a portfolio of stocks for a select group of clients
Mary P, Client Associate: Mary is the sales assistant for the ‘in-house’ reps. She handles client processing and deals with all the paperwork, wires, transfers etc. She also manages client needs as they call in.
Shirley Peebles, Client Associate: She handles client processing and deals with all the paperwork, wires, transfers etc. She also manages client needs as they call in.
Going along with the quote above, every position must also have the attitude of being on a team and helping each other in any way they can or is feasible (attitude is 51% of the job here). The Reps and clients don’t work for us, we work for them. Take your job seriously, but don’t take yourself too seriously. We look at our jobs here as being ‘good stewards’ of what has been entrusted to us. Ultimately that is why people and consultants alike will do business with us. Without this mentality, the team breaks down. We live to serve at Rhodes Securities!